through: Jan 13, 2017

ETF Performance Summary: Quasi-Equity: REITs, Preferreds, MLPs etc

ETF Name Assets * 1-Day Rtn Year-To-Date Return 2016 2015 2014

Largest ETFs In Quasi-Equity Category

AMLP ALPS Alerian MLP Infrastructure Index $9,378 +0.4%
+1.2%
+14.8% -25.7% +4.8%
PFF iShares S&P US Preferred Stock Index $16,910 +0.0%
+2.4%
+1.3% +4.3% +14.1%
VNQ Vanguard MSCI U.S. REIT $31,332 -0.1%
+0.1%
+8.6% +2.4% +30.4%

Real Estate Investment Trusts (REITs)

DRW WisdomTree International Real Estate $79 +0.2%
+3.7%
+2.4% -3.0% +7.7%
FRI First Trust S&P REIT $246 -0.1%
+0.0%
+7.9% +1.9% +29.8%
ICF iShares Cohen&Steers Realty REIT $3,791 -0.3%
-0.2%
+4.6% +6.0% +33.9%
IFGL iShares FTSE Developed Real Estate ex-U.S. $707 -0.2%
+1.7%
+1.4% -3.9% +0.8%
IYR iShares Dow Jones Real Estate REIT $3,718 -0.1%
+0.2%
+7.0% +1.6% +26.7%
KBWY PowerShares KBW Premium Yield Equity REIT $202 -0.2%
+0.2%
+33.1% -8.2% +23.7%
MORT Market Vectors Global Mortgage REIT $106 +0.0%
+2.3%
+21.9% -9.8% +17.9%
REM iShares FTSE U.S. Mortgage REIT $1,212 +0.1%
+2.5%
+22.0% -9.2% +16.8%
REZ iShares FTSE NAREIT Residential Index $378 -0.5%
-1.3%
+3.2% +11.4% +35.2%
ROOF IQ US Real Estate Small Cap ETF $88 +0.2%
-0.3%
+18.4% -6.2% +20.4%
RWO SPDR Dow Jones Global Real Estate $2,263 -0.2%
+0.1%
+3.9% +1.0% +18.7%
RWR SPDR Dow Jones REIT $3,270 -0.2%
-0.5%
+6.4% +4.1% +31.8%
RWX SPDR DJ International Real Estate $3,763 -0.1%
+1.6%
+0.3% -3.2% +4.3%
SCHH Schwab Dow Jones U.S. REIT Index $2,664 -0.2%
-0.6%
+6.5% +4.4% +31.9%
VNQI Vanguard S&P Global ex-U.S. REIT $3,304 +0.1%
+2.7%
+2.0% -1.8% +2.2%
WPS iShares S&P Int'l ex-U.S. Property Index $146 -0.3%
+2.1%
+1.0% +0.0% +0.8%

Preferred Stock Indexes

FPE First Trust Preferred Securities Income $1,427 -0.2%
+1.1%
+6.4% +6.1% +11.7%
IPFF iShares S&P Int'l Preferred Stock Index $66 -0.5%
+4.1%
+3.0% -24.7% -2.3%
PFXF Market Vectors Pref Ex-Financials $424 -0.2%
+2.1%
+6.6% -1.5% +15.9%
PGF PowerShares Financial Sector Preferred $1,644 -0.1%
+2.5%
+1.0% +9.2% +14.5%
PGX PowerShares U.S. Preferred Stock $4,439 -0.1%
+2.7%
+0.9% +7.9% +16.3%
PSK SPDR Wells Fargo Preferred Aggregate $509 +0.0%
+3.2%
-0.7% +7.7% +17.6%
VRP PowerShares Variable Rate Preferred $883 -0.1%
+1.7%
+6.8% +3.4% N/A

Master Limited Partnerships (MLP's)

AMJ J.P. Morgan Alerian MLP Index $3,602 +0.6%
+1.0%
+17.2% -33.0% +3.9%
AMZA InfraCap Active MLP ETF $134 +0.1%
+0.6%
+24.6% -45.9% N/A
EMLP First Trust N American Energy Infrastruct $1,426 +0.4%
+0.8%
+29.9% -25.4% +23.8%
MLPA Global X MLP ETF $374 +0.3%
+0.8%
+20.7% -30.0% +4.1%
MLPI UBS E-TRACS Alerian MLP Infrastructure ETN $2,270 +0.4%
+1.3%
+17.0% -32.0% +7.6%
MLPX Global X MLP & Energy Infrastructure ETF $130 +0.3%
+0.7%
+36.2% -35.3% +16.2%
YMLP Yorkville High Income MLP $95 +0.5%
+2.7%
+26.2% -57.0% -26.0%

Asset Allocation Funds

AOA iShares S&P Aggressive Allocation $498 +0.2%
+1.9%
+7.8% -1.1% +6.0%
AOK iShares S&P Conservative Allocation $322 -0.1%
+0.7%
+5.0% -1.0% +4.0%
AOM iShares S&P Moderate Allocation $593 +0.2%
+1.1%
+5.7% -1.3% +4.7%
AOR iShares S&P Balanced-Growth Allocation $875 +0.2%
+1.4%
+6.7% -1.1% +6.4%
GAL SPDR SSGA Global Allocation $191 +0.0%
+1.6%
+2.9% -2.4% +5.4%
GTAA AdvisorShares Global Tactical $7 +0.3%
+1.8%
+1.9% -8.5% +3.3%
INKM SPDR SSgA Income Allocation ETF $99 -0.2%
+1.3%
+6.5% -4.8% +8.8%
IYLD iShares Multi-Asset Income $270 +0.0%
+1.4%
+9.7% -4.5% +10.3%
PERM Global X Permanent ETF $8 -0.4%
+1.2%
+6.5% -5.2% +7.2%

Rules-Based Strategy ETPs

PBP PowerShares S&P 500 Buy-Write Index $288 +0.1%
+1.3%
+6.4% +4.1% +4.8%
PHDG PowerShares S&P 500 Downside Hedged ETF $98 +0.5%
+1.5%
-0.6% -9.9% +5.3%
QAI IQ Hedge Multi-Strategy Tracker $1,161 +0.1%
+0.5%
+0.7% -2.7% +2.8%
TTFS AdvisorShares TrimTabs Float Shrink $144 +0.4%
+1.8%
+18.8% -1.6% +14.9%
VQT Barclays S&P 500 Dynamic VEQTOR Index $234 +0.3%
+1.3%
-1.0% -10.3% +5.2%
WDTI WisdomTree DTI Managed Futures $189 +0.0%
-1.4%
-0.8% -4.1% +5.0%

Other

BTAL QuantShares US Market Neutral Anti-Beta $12 -1.2%
-2.5%
-4.7% +0.1% +8.7%
CVY Guggenheim Zacks Multi-Asset Income Index $411 +0.2%
+1.6%
+16.3% -14.3% -4.3%
CWB SPDR Barclays Convertible Bond $2,870 +0.2%
+1.7%
+10.6% -0.8% +7.7%
GRES IndexIQ Global Resources Index $175 +0.7%
+2.3%
+21.0% -19.7% -5.0%
GURU Global X Top Guru Holdings $58 +0.4%
+2.5%
+3.7% -10.8% +3.2%
HDGE AdvisorShares Active Bear ETF $185 -0.8%
-2.5%
-14.0% -5.9% -10.4%
HGI Guggenheim Zacks Int'l Multi-Asset Income $16 +0.6%
+3.2%
+9.7% -12.4% -5.2%
MDIV First Trust Multi-Asset Diversified Income $851 +0.0%
+1.3%
+11.2% -7.7% +8.1%
MNA IQ Merger Arbitrage ETF $136 +0.1%
+0.3%
+4.6% +1.5% +5.2%
PCEF PowerSh Closed-End Fund Income Composite $633 +0.2%
+1.8%
+13.8% -1.4% +4.7%
QEH AdvisorShares QAM Equity Hedge $6 +0.0%
+0.3%
+2.0% -2.4% +2.0%
RIGS Riverfront Strategic Income ETF $327 +0.0%
+0.4%
+8.8% +0.9% +2.5%
WBII WBI Tactical Income Shares $316 -0.1%
+0.3%
+2.6% -0.8% N/A
XMPT Market Vectors CEF Municipal Inc $88 -0.1%
+2.0%
+1.0% +8.5% +18.1%
YYY YieldShares High Income ETF $110 +0.3%
+1.6%
+15.7% -9.1% +1.4%
All returns are Total Return: calculated using market prices and include any dividends
* Total Net Assets (million) as of end Nov-2016